Senior Internal Auditor I
Description Position Goals:
Perform and lead financial, operational and regulatory compliance audits and assist with special projects.
Essential Duties and
Responsibilities:
Prepare work papers reflecting the results of audit assignments.
Complete planned audits and special assignments in a high quality fashion and ensure the deviations from corporate policies and procedures, regulatory requirements, other control weaknesses and opportunities to enhance operational efficiency are communicated to the appropriate personnel for resolution.
Recommend effective internal controls to promote accurate processing of transactions, safeguarding and protection of corporate assets, prevention of fraud, ensure regulatory compliance as well as fairness of financial information.
Prepare audit reports for management and the Audit Committee identifying deficiencies noted, recommended corrective action and provide status of corrective steps being taken.
Effectively communicates the audit process and results to both the audit manager and management.
Monitor accounting standards and regulatory changes and perform appropriate tests to determine if operating procedures and controls are in place to ensure compliance with the new requirements.
Develop and maintain a high level of cooperation and rapport between the internal audit department and officers and employees of the bank.
Review work of subordinates for accuracy and completeness.
Provide feedback and training to new and existing employees to enhance audit quality and effectiveness.
Ability to complete entire audit project from planning phase to report issuance.
Monitor progress and perform validation on internal audit and regulatory recommendations.
Manage internal audit resources and activities to ensure maximum efficiency.
May require IT experience in general controls& controls around information technology development.
Position Requirements:
Education - Bachelor's degree in accounting, business, finance or related field OR Associate degree/two (2) years of college
two (2) years of related work/military experience OR four (4) years of related work/military experience (plus any additional required experience listed below).
Experience - A minimum of three (3) years' of auditing or accounting experience.
Other - Attainment of or working towards a minimum of one internal audit or financial services related certification or designation.
Preferred Requirements:
Financial services experience.
Auditing experience in the financial service industry.
Certified Public Accountant (CPA) certification and/or other Financial Services or Auditing certifications.
Qualifications Education Bachelors of Accounting (required) Experience Attainment of or working towards a minimum of one internal audit or financial services related certification or designation.
(required) Minimum of three (3) years' of auditing or accounting experience.
(required) Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities The contractor will not discharge or in any other manner discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant.
However, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor's legal duty to furnish information.
41 CFR 60-1.
35(c) First Merchants Bank is an Equal Opportunity Employe Recommended Skills Auditing Business Efficiency Certified Public Accountant Corrective And Preventive Action (Capa) Information Technology Internal Controls Estimated Salary: $20 to $28 per hour based on qualifications.
Perform and lead financial, operational and regulatory compliance audits and assist with special projects.
Essential Duties and
Responsibilities:
Prepare work papers reflecting the results of audit assignments.
Complete planned audits and special assignments in a high quality fashion and ensure the deviations from corporate policies and procedures, regulatory requirements, other control weaknesses and opportunities to enhance operational efficiency are communicated to the appropriate personnel for resolution.
Recommend effective internal controls to promote accurate processing of transactions, safeguarding and protection of corporate assets, prevention of fraud, ensure regulatory compliance as well as fairness of financial information.
Prepare audit reports for management and the Audit Committee identifying deficiencies noted, recommended corrective action and provide status of corrective steps being taken.
Effectively communicates the audit process and results to both the audit manager and management.
Monitor accounting standards and regulatory changes and perform appropriate tests to determine if operating procedures and controls are in place to ensure compliance with the new requirements.
Develop and maintain a high level of cooperation and rapport between the internal audit department and officers and employees of the bank.
Review work of subordinates for accuracy and completeness.
Provide feedback and training to new and existing employees to enhance audit quality and effectiveness.
Ability to complete entire audit project from planning phase to report issuance.
Monitor progress and perform validation on internal audit and regulatory recommendations.
Manage internal audit resources and activities to ensure maximum efficiency.
May require IT experience in general controls& controls around information technology development.
Position Requirements:
Education - Bachelor's degree in accounting, business, finance or related field OR Associate degree/two (2) years of college
two (2) years of related work/military experience OR four (4) years of related work/military experience (plus any additional required experience listed below).
Experience - A minimum of three (3) years' of auditing or accounting experience.
Other - Attainment of or working towards a minimum of one internal audit or financial services related certification or designation.
Preferred Requirements:
Financial services experience.
Auditing experience in the financial service industry.
Certified Public Accountant (CPA) certification and/or other Financial Services or Auditing certifications.
Qualifications Education Bachelors of Accounting (required) Experience Attainment of or working towards a minimum of one internal audit or financial services related certification or designation.
(required) Minimum of three (3) years' of auditing or accounting experience.
(required) Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities The contractor will not discharge or in any other manner discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant.
However, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor's legal duty to furnish information.
41 CFR 60-1.
35(c) First Merchants Bank is an Equal Opportunity Employe Recommended Skills Auditing Business Efficiency Certified Public Accountant Corrective And Preventive Action (Capa) Information Technology Internal Controls Estimated Salary: $20 to $28 per hour based on qualifications.
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